Vincent M Lee

Vincent M Lee is a professional in international investments and finance. He graduated Magna Cum Laude in Accounting and Finance from the University of Southern California and received a Master's Degree in Economics from the London School of Economics and Political Science and has received numerous academic awards and recognition. He has extensive experience in banking, corporate and real estate transactions in Hong Kong, China, the United States, and Canada. As a senior banker with the Hongkongbank Group in Hong Kong and Vancouver, and as a Certified Public Accountant with Coopers and Lybrand in Los Angeles and Boston, Lee executed a wide variety of investment transactions including corporate acquisitions, financing, divestitures, real estate, share offerings and commodity trade. His extensive financial and accounting background is strengthened by his expertise in corporate management and operations as Chairman of the Tung Tai Group.

Lee has maintained an impressive family tradition of commitment to community services by serving on a number of public boards including as an elected Independent Non-executive Director of the Hong Kong Exchanges and Clearing Ltd, and the Permanent Honorable President of the Institute of Securities Dealers Ltd. He is also a Member of Standing Committee of the Guangxi Zhuang Autonomous Region of the Chinese People's Political Consultative Conference, an Executive Committee Member of China Overseas Friendship Association and a Founding Member of Canadian International School of Hong Kong.

In July 2007, Lee was bestowed the honor of Officier de l'Ordre de la Couronne by the King of the Belgians to recognize his contribution towards his community.

PRESENT EMPLOYMENT AND DIRECTORSHIP
10.2010 – current 1990 – 09.2010	Group Chairman Managing Director	Tung Tai Group of Companies · Tung Tai Finance Ltd · Tung Tai Futures Ltd · Tung Tai Securities Co Ltd · Tung Tai Crimson Capital Inc · Tung Tai Asset Management Ltd · Tung Tai Finance & Investment Holdings Ltd
2000 – 2014	Independent Non-executive Director	Hong Kong Exchanges and Clearing Ltd (Stock Code: 0388)
03.2009 – current	Independent Non-executive Director	Kingway Brewery Holdings Limited (Stock Code: 0124)
1993 – current	Director	SPS Group Ltd
1995 – current	Director	SPS Credit Ltd

EDUCATION
1980 – 1981	London School of Economics and Political Science at the University of London, United Kingdom	Master of Science in Economics
1975 – 1978	University of Southern California, Los Angeles, California, USA	Bachelor of Science In Accounting & International Finance, Magna Cum Laude

PROFESSIONAL QUALIFICATION

Certified Public Accountant, United States of America

Member of the American Institute of Certified Public Accountant

Fellow of the Hong Kong Institute of Certified Public Accountants (HKICPA)

Responsible Officer for Regulated Activities
Type 1 (Dealing in Securities)
Type 2 (Dealing in Futures Contracts)
Type 4 (Advising on Securities) and
Type 9 (Asset Management) with the Securities and Futures Commission of Hong Kong

“Options Trading Officer and Representative” and “Option Clearing Officer” certificates of The Stock Exchange of Hong Kong Ltd

“Stock Index Futures and Options” and “Interest Rate Futures” certificates of The Hong Kong Future Exchange Ltd

COMMUNITY ACTIVITIES – OVERSEAS
Ukrain-China Business Council	08.2010 – current	Co-Chairman

COMMUNITY ACTIVITIES – HONG KONG
Hong Kong Exchanges and Clearing Ltd (HKEx) (Stock Code: 0388)	2000 – 2014 2009 – 2014 2003 – 2009 2006 – 2014 2006 – 2014 2006 – 2014 2005 – 2014 2006 – 2011 2009 – 2014 2000 – 2009	Independent Non-executive Director Deputy Chairman of Audit Committee Member of Audit Committee Chairman of Cash Market Consultative Panel Member of Executive Committee Panel Member Nomination Committee Member of Nomination Committee Member of Remuneration Committee Chairman of Disciplinary Appeals Committee (subsidiary of HKEx) Member of Disciplinary Appeals Committee (subsidiary of HKEx)
The Institute of Securities Dealers Ltd	02.2009 –current 2005 – 02.2009 2001 – 2005 1999 – current	Permanent Honorable President Chairman Vice-Chairman Director
Securities and Futures Appeals Tribunal	2003 – 03.2009	Panel Member
Central Policy Unit, the Government of the HKSAR	2007 – 2008	Part-time Member
Correctional Services Children’s Education Trust Investment Advisory Board	2011 – 2013 2006 – 2010	Member of Committee Member of Investment Advisory Board
Brewin Trust Fund Committee (constituted under Section 5 of the Brewin Trust Fund Ordinance (Chapter 1077))	2011 – current 2006 – 2012	Chairman Member
Election Committee Subsector Election - Financial Services	2000 – current	Member
The Hong Kong Association of Online Brokers Ltd	2003 – current 2005 – current 2001 – 2003	Vice-chairman Director Committee Member
Canadian International School of Hong Kong Ltd	2006 – 2008 1991 – 1997 & 2006 – current 1990 – current	Chairman Governor Founding Member
The Association of Former Council Members of the Stock Exchange of Hong Kong Ltd	2005 – current	Member
Hong Kong & Kowloon Electrical Appliances Merchants Association Ltd	2000 – current	Director
Business and Professionals Federation of Hong Kong	2005 – current	Executive Committee Member and Vice Chairman of Business Committee
Hong Kong Internet Registration Corporation Ltd	2006 – 2008 2003 – 2005	Honorary Advisor Director (elected) Convener of Audit Committee Vice-convener of Finance and Administrative Committee Member of Business Development and Promotion Committee
Hong Kong Guangxi Chinese Overseas Friendship Association Ltd	2003 – current 2000 – 2003	Executive Vice-President Member
Hong Kong Federation of Zhong Shan Unions & Association Ltd	2000 – current 1999 – 2000	Honorary President Director
Chungshan Commercial Association Hongkong	2001 – current	Director
Friends of Hong Kong Association Ltd.	2006 – current 1991 – current	Permanent Honorary Advisor Lifetime Member
Hong Kong Association For The Promotion of Peaceful Reunification of China	09.2010 – current 30.07.2009 – 09.2010	Executive Vice-President Vice-Chairman
Society of Registered Financial Planners Ltd.	2005 – current	Honorary Advisor
The Hong Kong Institute of Directors	2003 – current	Fellow Member
Securities and Futures Commission - Academic and Accreditation Advisory Committee	2002 – 2006	Member
Chinese Canadian Association (Hong Kong) Ltd,	1990 – 1991	Executive Director
The Canadian Club of Hong Kong	1990 – 1992 1989 – 1990 1988 – 1989	President Vice President Executive
Festival Canada 1991 Ltd	1990 – 1991	Executive Director
Hong Kong - Canada Business Association	1984 – 1986	Vancouver Chapter Founding Member
Art World News, U.S.A.	1996 – 2000	Editorial Advisory Board Member

COMMUNITY ACTIVITIES – CHINA
Guangxi Zhuang Autonomous Region of the Chinese People's Political Consultative Conference	2007 – current 2000 – 2006	Member of Standing CommitteeMember
China Overseas Friendship Association	2008 – current	Member
Henan Overseas Friendship Association	2003 – current	Vice-Chairman
Dalian Chinese Overseas Friendship Association	2004 – current	Vice-Chairman
Zhongshan Overseas Friendship Association	2005 – current	Vice-Chairman
Hunan Overseas Friendship Association	2007 – current	Vice-Chairman
Guangxi Overseas Friendship Association	2004 – current	Deputy Secretary
Association for Friendship with Overseas of Zhang Jia Jie City	2001 – current	Executive Committee Member
China Council for the Promotion of Peaceful National Reunification	2004 – 2009	Member of the 7^th Board of Directors
City of Handan	1999 – current	Economic Consultant

AWARDS RECEIVED

2007 awarded Officier de l'Ordre de la Couronne by the King of the Belgians

1992 Simon Fraser University Alumni Association (Hong Kong)'s Hong Kong - Canada Award for having made a notable and sustained contribution to activities bridging Hong Kong and Canada

1992 Canadian Club of Hong Kong in recognition of Outstanding Service to the Canadian Community In Hong Kong

1978 University of Southern California Commerce Associates' Most Outstanding Student of the Year Award

1978 Touche Ross & Co Award for Being The Top Ten Accounting Student at The University of Southern California

1977 National Association of Accountants Award for Outstanding Scholastic Achievement

1978 Phi Kappa Phi, All University Honorary Society for being in the Top 10% of USC's 1978 Graduation Class

1978 Beta Gamma Sigma, National Honorary Scholastic Society

1977 Beta Alpha Psi, National Honorary Accounting Fraternity

1976 Alpha Kappa Psi, National Professional Commerce Fraternity

1978 Alpha Kappa Psi, Award for Honor and Ethics (Highest Award given by Chapter)

1978 Alpha Kappa Psi, Award For Outstanding Services as Vice President

PAST WORKING EXPERIENCE
1981 - 1990 HSBC as follows:
1989 - 1990 Manager, Overseas Banking Center	The Hongkong & Shanghai Banking Corporation Ltd Hong Kong
1987 - 1988 Managing Director and CEO	British Columbia Financial Corp (HK) Ltd (a wholly owned subsidiary of the Hongkong & Shanghai Banking Corporation Ltd) Hong Kong
1984 - 1987 Manager, Private Banking	Hongkong Bank of Canada Vancouver, British Columbia, Canada
1981 - 1984 Assistant Manager, Loans	Wardley Limited (a wholly owned subsidiary of the Hongkong & Shanghai Banking Corporation Ltd) Hong Kong
1978 - 1981 Auditor	Coopers & Lybrand Los Angeles, CA and Boston, Massachusetts, USA